SEC Form 4 · accession 0000072333-17-000073
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce A Nordstrom
10% Owner
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 8:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2017 | G | 2,323,308 | $0.00 | A | 8,522,370 | D | |
| Common StockF3 | Mar 17, 2017 | G | 885,000 | $0.00 | D | 677,000 | I | See |
| Common StockF4 | Mar 17, 2017 | G | 1,438,308 | $0.00 | D | 0 | I | See |
| Common StockF2 | holding | — | — | — | 1,500,000 | I | See | |
| Common StockF5 | holding | — | — | — | 6,935,360 | I | See | |
| Common StockF6 | holding | — | — | — | 1,555,200 | I | See | |
| Common StockF7 | holding | — | — | — | 5,501,520 | I | See | |
| Common Stock | holding | — | — | — | 261,776 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares previously reported as held indirectly by the reporting person in the Bruce A. Nordstrom the 2014 2-Year Grantor Retained Annuity Trust and 2015 2-Year Grantor Retained Annuity Trust have been distributed to the reporting person individually pursuant to the terms of the trust agreement.
- F2By self as trustee for my benefit under the Bruce A. Nordstrom June 2016 2-Year GRAT.
- F3By self as trustee for my benefit under the Bruce A Nordstrom 2015 2-Year GRAT.
- F4By self as trustee for my benefit under the Bruce A. Nordstrom 2014 2-Year GRAT.
- F5By self as trustee for my benefit and the benefit of my children under the Frances Nordstrom Trust.
- F6By self as trustee for my benefit and the benefit of my children under the 1976 Bruce A. Nordstrom Trust.
- F7By self as co-trustee for the benefit of my sister, Anne G. Gittinger, with respect to 5,501,520 shares in the Everett Nordstrom Trust. The amount shown does not include my nominal interest in 743,420 shares held in trust for the benefit of Susan Dunn, my niece, and for which I am a co-trustee. I am a contingent remainderman with respect to both trusts, but disclaim beneficial ownership of the securities held within these trusts. This report shall not be deemed an admission that I am the beneficial owner of the securities held within the trusts for purposes of Section 16 or for any other purpose.