SEC Form 4 · accession 0000072333-16-000384
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel F Little
Officer — Executive Vice President
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 7, 2016 | M | 5,277 | $50.09 | A | 68,223 | D | |
| Common StockF1 | Oct 7, 2016 | S | 5,277 | $55.00 | D | 62,946 | D | |
| Common Stock | holding | — | — | — | 5,610 | I | By 401(k) Plan, per Plan statement dated 8/31/2016 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $50.09 | Oct 7, 2016 | M | 5,277 | D | — | Mar 1, 2017 | Common Stock | 5,277 | 0 | D |
Explanation of responses
- F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 9/9/2016.
- F2Exercisable in four equal annual installments commencing 3/1/2008.