SEC Form 4 · accession 0000072333-16-000374
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Worzel
Officer — Executive Vice President
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 56,059 | D | ||
| Common Stock | holding | — | — | — | 3,379 | I | By 401 (k) Plan, per Plan statement dated 8/31/16 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF2,F1,F3 | — | Sep 13, 2016 | A | 40 | A | — | — | Common Stock | 40 | 690 | D |
Explanation of responses
- F11 for 1
- F2Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
- F3The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.