SEC Form 4 · accession 0000072333-16-000257
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake W Nordstrom
Officer — President · Director
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2016 | S | 200 | $52.93 | D | 2,152,160 | D | |
| Common StockF1,F3 | Mar 4, 2016 | S | 1,104 | $54.30 | D | 2,151,056 | D | |
| Common StockF1,F4 | Mar 4, 2016 | S | 600 | $54.915 | D | 2,150,456 | D | |
| Common Stock | holding | — | — | — | 86,624 | I | By 401(k) Plan, per Plan statement dated 2/29/2016. | |
| Common Stock | holding | — | — | — | 377,626 | I | By wife. | |
| Common Stock | holding | — | — | — | 32,794 | I | By self as trustee for benefit of child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported herein is pursuant to a 10b5-1 Trading Plan covering vesting restricted stock units.
- F2The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $52.64 to $53.22, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $53.70 to $54.64, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The price reported represents the weighted average price. These shares were sold in multiple transactions at price ranging from $54.75 to $55.02, inclusive. The reporting person undertakes to provide to Nordstrom, Inc. any security holder of Nordstrom, Inc. , or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.