SEC Form 4 · accession 0000072333-16-000201

NORDSTROM INC · JWN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Blake W Nordstrom

Officer — President · Director

Period of report

Feb 16, 2016

Accepted (ET)

Feb 18, 2016 · 6:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072333

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Feb 16, 2016	M	52,524	$37.61	A	2,140,727	D
Common Stock^F1,F3	Feb 16, 2016	S	16,309	$50.0694	D	2,124,418	D
Common Stock^F1,F4	Feb 16, 2016	S	28,092	$51.0697	D	2,096,326	D
Common Stock^F1,F5	Feb 16, 2016	S	200	$51.61	D	2,096,126	D
Common Stock	holding	—	—		—	86,575	I	By 401(k) Plan, per Plan statement dated 1/31/2016.
Common Stock	holding	—	—		—	377,626	I	By wife.
Common Stock	holding	—	—		—	32,794	I	By self as trustee for benefit of child

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F1,F6	$37.61	Feb 16, 2016	M	52,524	D	—	Feb 22, 2016	Common Stock	52,524	0	D

Explanation of responses

F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan covering expiring stock options.
F2This option was previously reported as an option for 49,048 shares of common stock at an exercise price of $40.27 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
F3The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $49.59 to $50.57, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
F4The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $50.59 to $51.57, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
F5The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $51.60 to $51.62, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
F6Exercisable in four equal annual installments commencing 2/22/2007.