SEC Form 4 · accession 0000072333-15-000145
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geevy Sk Thomas
Officer — Executive Vice President
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 6, 2015 | A | 312 | $0.00 | A | 33,073 | D | |
| Common Stock | holding | — | — | — | 16,318 | I | By 401(k) Plan, per Plan statement dated 9/30/2015. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents additional restricted stock units (RSUs) resulting from the adjustment on October 6, 2015 of outstanding unvested RSUs by a factor of 1.0708857 in connection with the special cash dividend approved by the issuer's board of directors on October 1, 2015. Adjustment of outstanding unvested RSUs was required pursuant to the terms of Nordstrom, Inc. 2010 Equity Incentive Plan. These additional RSUs are subject to the original vesting schedule in place with respect to the RSUs giving rise to the award adjustment.
- F2Includes 133 shares acquired on March 31, 2015 and 182 shares acquired on September 30, 2015 under the Employee Stock Purchase Plan.