SEC Form 4 · accession 0000072333-15-000117
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel F Little
Officer — Executive Vice President
Period of report
Jun 23, 2015
Accepted (ET)
Jun 24, 2015 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | M | 7,344 | $40.27 | A | 52,264 | D | |
| Common StockF1 | Jun 23, 2015 | M | 1,300 | $53.63 | A | 53,564 | D | |
| Common StockF1 | Jun 23, 2015 | M | 5,000 | $38.02 | A | 58,564 | D | |
| Common StockF1 | Jun 23, 2015 | M | 6,895 | $13.47 | A | 65,459 | D | |
| Common StockF1 | Jun 23, 2015 | S | 20,539 | $76.00 | D | 44,920 | D | |
| Common Stock | holding | — | — | — | 5,005 | I | By 401(k) Plan, per Plan statement dated 5/31/2015. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $40.27 | Jun 23, 2015 | M | 7,344 | D | — | Feb 22, 2016 | Common Stock | 7,344 | 1 | D |
| Employee Stock Option (right to buy)F3 | $53.63 | Jun 23, 2015 | M | 1,300 | D | — | Mar 1, 2017 | Common Stock | 1,300 | 19,692 | D |
| Employee Stock Option (right to buy)F4 | $38.02 | Jun 23, 2015 | M | 5,000 | D | — | Feb 28, 2018 | Common Stock | 5,000 | 21,108 | D |
| Employee Stock Option (right to buy)F5 | $13.47 | Jun 23, 2015 | M | 6,895 | D | — | Feb 27, 2019 | Common Stock | 6,895 | 41,377 | D |
Explanation of responses
- F1The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan entered into on 3/9/2015.
- F2Exercisable in four equal annual installments commencing 2/22/2007.
- F3Exercisable in four equal installments commencing 3/1/2008.
- F4Exercisable in four equal installments commencing 2/28/2009.
- F5Exercisable in four equal annual installments commencing 2/27/10.