SEC Form 4 · accession 0000072333-15-000002
NORDSTROM INC · JWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Howell
Officer — Vice President
Period of report
Jan 5, 2015
Accepted (ET)
Jan 6, 2015 · 2:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2015 | M | 10,000 | $45.56 | A | 21,752 | D | |
| Common StockF1 | Jan 5, 2015 | M | 8,901 | $38.02 | A | 30,653 | D | |
| Common StockF1 | Jan 5, 2015 | M | 9,960 | $36.94 | A | 40,613 | D | |
| Common StockF1 | Jan 5, 2015 | M | 6,902 | $45.49 | A | 47,515 | D | |
| Common StockF1 | Jan 5, 2015 | M | 4,627 | $52.63 | A | 52,142 | D | |
| Common StockF1 | Jan 5, 2015 | M | 2,571 | $53.82 | A | 54,713 | D | |
| Common StockF1,F2 | Jan 5, 2015 | S | 42,961 | $77.2852 | D | 11,752 | D | |
| Common Stock | holding | — | — | — | 5,989 | I | By 401(k) Plan, per Plan statement dated 11/30/2014. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $45.56 | Jan 5, 2015 | M | 10,000 | D | — | Aug 20, 2017 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (right to buy)F1,F4 | $38.02 | Jan 5, 2015 | M | 8,901 | D | — | Feb 28, 2018 | Common Stock | 8,901 | 0 | D |
| Employee Stock Option (right to buy)F1,F5 | $36.94 | Jan 5, 2015 | M | 9,960 | D | — | Feb 26, 2020 | Common Stock | 9,960 | 0 | D |
| Employee Stock Option (right to buy)F1,F6 | $45.49 | Jan 5, 2015 | M | 6,902 | D | — | Feb 25, 2021 | Common Stock | 6,902 | 2,301 | D |
| Employee Stock Option (right to buy)F1,F7 | $52.63 | Jan 5, 2015 | M | 4,627 | D | — | Feb 22, 2022 | Common Stock | 4,627 | 4,628 | D |
| Employee Stock Option (right to buy)F1,F8 | $53.82 | Jan 5, 2015 | M | 2,571 | D | — | Mar 4, 2023 | Common Stock | 2,571 | 7,714 | D |
Explanation of responses
- F1The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 12/16/2014.
- F2The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $76.97 to $77.73, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- F3Exercisable in four equal annual installments commencing 8/20/2008.
- F4Exercisable in four equal annual installments commencing 2/28/2009.
- F5Exercisable in four equal annual installments commencing 2/26/2011.
- F6Exercisable in four equal annual installments commencing 2/25/2012.
- F7Exercisable in four equal annual installments commencing 2/22/2013.
- F8Exercisable in four equal annual installments commencing 3/4/2014.