SEC Form 4 · accession 0001214659-16-010008
NORDSON CORP · NDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Stockunas
Officer — Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | F | 184 | $72.37 | D | 1,813 | D | |
| Common Stock | holding | — | — | — | 273 | I | By Company Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F2 | $62.95 | holding | — | — | — | — | Mar 1, 2023 | Common Stock | 5,000 | 5,000 | D |
| Employee Stock Options (right to buy)F3 | $71.75 | holding | — | — | — | — | Nov 25, 2023 | Common Stock | 3,200 | 3,200 | D |
| Employee Stock Options (right to buy)F4 | $79.66 | holding | — | — | — | — | Nov 24, 2024 | Common Stock | 3,800 | 3,800 | D |
| Employee Stock Options (right to buy)F5 | $70.91 | holding | — | — | — | — | Nov 23, 2025 | Common Stock | 7,200 | 7,200 | D |
Explanation of responses
- F1On March 1, 2013, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of March 1, 2014, 2015 and 2016. 184 of the 500 shares that vested March 1, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
- F2On March 1, 2013, the Company awarded 5,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on March 1, 2014. The vested portions of such options will become exercisable upon vesting.
- F3On November 25, 2013, the Company awarded 3,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
- F4On November 24, 2014, the Company awarded 3,800 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
- F5On November 23, 2015, the Company awarded 7,200 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.