SEC Form 4 · accession 0001214659-15-004912
NORDSON CORP · NDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Keane
Officer — Senior Vice President
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 17, 2015 | S | 3,000 | $79.83 | D | 6,000 | I | by Spouse |
| Common Shares | holding | — | — | — | 32,349 | D | ||
| Common SharesF1 | holding | — | — | — | 864 | I | Company ESOP Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Equivalent UnitsF2 | — | Jun 17, 2015 | J | 31 | A | — | — | Common Shares | 31 | 11,452 | D |
Explanation of responses
- F1Balance as of June 12, 2015.
- F2Share equivalent units acquired through deferral of performance shares awarded under the Amended and Restated 2004 Long Term Performance Plan and/or the 2012 Stock Incentive and Award Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended and Restated 2005 Deferred Compensation Plan. Share equivalent units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).
- F3Share equivalent units acquired through dividend payments.