SEC Form 4 · accession 0001214659-15-004806
NORDSON CORP · NDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Veillette
Officer — VP, General Counsel & Sec
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072331
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jun 10, 2015 | M | 1,200 | $19.25 | A | 14,789 | D | |
| Common SharesF2 | Jun 10, 2015 | S | 1,200 | $82.22 | D | 13,589 | D | |
| Common SharesF2 | Jun 10, 2015 | M | 3,200 | $26.46 | A | 16,789 | D | |
| Common SharesF2 | Jun 10, 2015 | F | 1,033 | $82.04 | D | 15,756 | D | |
| Common SharesF1 | holding | — | — | — | 2,566 | I | Company ESOP and 401(k) Plans |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Equivalent UnitsF3 | — | Jun 10, 2015 | J | 106 | A | — | — | Common Shares | 106 | 18,530 | D |
| Employee Stock Option (right to buy) | $19.25 | Jun 10, 2015 | M | 1,200 | D | Dec 7, 2010 | Dec 7, 2015 | Common Shares | 1,200 | 0 | D |
| Employee Stock Option (right to buy) | $26.46 | Jun 10, 2015 | M | 3,200 | D | Dec 5, 2011 | Dec 5, 2017 | Common Shares | 3,200 | 6,400 | D |
Explanation of responses
- F1Balance as of April 30, 2015.
- F2Includes 9 shares acquired through participation in the Company's Dividend Reinvestment Plan.
- F3Share equivalent units acquired through deferral of performance shares awarded under the Amended and Restated 2004 Long Term Performance Plan and/or the 2012 Stock Incentive and Award Plan. Deferrals are made to the Nordson Stock Measurement Fund of the Amended and Restated 2005 Deferred Compensation Plan. Share equivalent units are settled in common shares at reporting person's termination of employment or retirement subject to delayed distribution rules of Internal Revenue Code Section 409(A).
- F4Share equivalent units acquired through dividend payments.