SEC Form 4 · accession 0001140361-16-074371
CINTAS CORP · CTAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Farmer
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2016 | A | 46,550 | $107.41 | A | 868,659 | D | |
| Common StockF2 | Jul 29, 2016 | F | 12,898 | $107.27 | D | 855,761 | D | |
| Common StockF3 | holding | — | — | — | 9,376,387 | I | By Limited Liability Limited Partnership | |
| Common StockF2 | holding | — | — | — | 3,912,800 | I | By Limited Liability Company | |
| Common Stock | holding | — | — | — | 723,669 | I | By Trusts | |
| Common Stock | holding | — | — | — | 83,880 | I | By Limited Partnership | |
| Common Stock | holding | — | — | — | 4,038 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,132 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | — | Aug 1, 2016 | A | 58,574 | A | — | — | Common Stock | 58,574 | 58,574 | D |
Explanation of responses
- F1Restricted shares granted pursuant to Cintas Corporation's 2005 Equity Compensation Plan.
- F2Restrictions on restricted shares granted pursuant to Cintas Corporation's 2005 Equity Compensation Plan and previously reported on Form 4 have lapsed. Of the total 26,830 shares that have vested, the Reporting Person has transferred 12,898 of these shares to satisfy tax withholding.
- F3Mr. Farmer has sole voting and dispositive power but disclaims beneficial ownership of such shares except to the extent of this pecuniary interest therein.
- F4The restricted stock units were granted pursuant to Article 10 of the Equity Plan and are settable solely in shares of common stock and cliff vest on 8/1/2019.