SEC Form 4 · accession 0001140361-16-073074
CINTAS CORP · CTAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Farmer
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 20, 2016
Accepted (ET)
Jul 22, 2016 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723254
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2016 | M | 3,000 | $35.99 | A | 810,859 | D | |
| Common Stock | Jul 20, 2016 | M | 4,500 | $38.74 | A | 815,359 | D | |
| Common Stock | Jul 20, 2016 | M | 3,400 | $27.88 | A | 818,759 | D | |
| Common Stock | Jul 20, 2016 | M | 3,350 | $24.41 | A | 822,109 | D | |
| Common StockF1 | holding | — | — | — | 9,376,387 | I | By Limited Liability Limited Partnership | |
| Common StockF2,F1 | holding | — | — | — | 3,912,800 | I | By Limited Liability Company | |
| Common Stock | holding | — | — | — | 723,669 | I | By Trusts | |
| Common Stock | holding | — | — | — | 83,880 | I | By Limited Partnership | |
| Common Stock | holding | — | — | — | 4,038 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,132 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $35.99 | Jul 20, 2016 | M | 3,000 | D | — | Jul 24, 2016 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Buy)F4 | $38.74 | Jul 20, 2016 | M | 4,500 | D | — | Jul 23, 2017 | Common Stock | 4,500 | 1,500 | D |
| Stock Option (Right to Buy)F5 | $27.88 | Jul 20, 2016 | M | 3,400 | D | — | Jul 21, 2018 | Common Stock | 3,400 | 0 | D |
| Stock Option (Right to Buy)F6 | $24.41 | Jul 20, 2016 | M | 3,350 | D | — | Jul 27, 2019 | Common Stock | 3,350 | 0 | D |
Explanation of responses
- F1Mr. Farmer has sole voting and dispositive power but disclaims beneficial ownership of such shares except to the extent of this pecuniary interest therein.
- F2Effective July 20, 2016, Mr. Farmer ceased being the manager of a limited liability company that beneficially owns 3,947,200 shares. Accordingly, Mr. Farmer ceased having beneficial ownership of such shares. The 3,947,200 shares are reported by Richard T. Farmer on his beneficial ownership reports.
- F3Options granted pursuant to the 2005 Equity Compensation Plan. The option vests in five equal annual installments beginning 7/24/2011.
- F4Options granted pursuant to the 2005 Equity Compensation Plan. The option vests in five equal annual installments beginning 7/23/2012.
- F5Options granted pursuant to the 2005 Equity Compensation Plan. The option vests in three equal annual installments beginning 7/21/2011.
- F6Options granted pursuant to the 2005 Equity Compensation Plan. The option vests in three equal annual installments beginning 7/27/2012.