SEC Form 4 · accession 0001239944-15-000002
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian R Ace
Director
Period of report
Jul 2, 2015
Accepted (ET)
Jul 6, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2015 | M | 3,298 | $23.74 | A | 49,347 | D | |
| Common Stock | Jul 2, 2015 | F | 2,032 | $38.54 | D | 47,315 | D | |
| Common Stock | holding | — | — | — | 126 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $23.74 | Jul 2, 2015 | M | 3,298 | D | Jan 18, 2006 | Jan 18, 2016 | Common Stock | 3,298 | 0 | D |