SEC Form 5 · accession 0001127602-19-003966
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Kallet Michael
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 5, 2019 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2018 | G | 9,335 | $0.00 | D | 58,669 | D | |
| Common StockF2 | Sep 10, 2018 | W | 5,606 | $0.00 | D | 0 | I | By Trust under Will |
| Common Stock | holding | — | — | — | 8,759 | I | By Wife | |
| Common Stock | holding | — | — | — | 1,988 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 23, 2018, the reporting person received a distribution of 69,666.8065 shares of common stock previously beneficially owned through the issuer's 401(k) Plan.
- F2Shares distributed from Trust.