SEC Form 4 · accession 0001127602-18-017536
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil E. Fesette
Director
Period of report
May 14, 2018
Accepted (ET)
May 15, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 14, 2018 | M | 3,850 | $27.36 | A | 3,961 | D | |
| Common Stock | May 14, 2018 | M | 4,566 | $28.78 | A | 8,527 | D | |
| Common Stock | May 14, 2018 | M | 4,631 | $29.79 | A | 13,158 | D | |
| Common Stock | May 14, 2018 | F | 9,168 | $60.04 | D | 3,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.36 | May 14, 2018 | M | 3,850 | D | Jan 19, 2011 | Jan 19, 2021 | Common Stock | 3,850 | 0 | D |
| Stock Option | $28.78 | May 14, 2018 | M | 4,566 | D | Mar 21, 2012 | Mar 21, 2022 | Common Stock | 4,566 | 0 | D |
| Stock Option | $29.79 | May 14, 2018 | M | 4,631 | D | Mar 19, 2013 | Mar 19, 2023 | Common Stock | 4,631 | 0 | D |