SEC Form 4 · accession 0001127602-17-001878
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Parente
Director
Period of report
Jan 16, 2017
Accepted (ET)
Jan 18, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2017 | J | 2,336 | $59.14 | A | 22,336 | I | By Charles E. Parente Revocable Trust |
| Common Stock | holding | — | — | — | 63,947 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | By son, John K. Parente Trust U/A 6/15/96 | |
| Common Stock | holding | — | — | — | 10,000 | I | By son, Louis C. Parente Trust U/A 3/29/01 | |
| Common Stock | holding | — | — | — | 10,000 | I | By son, Samuel M. Parente Trust U/A 6/16/98 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Charles E. Parente Revocable Trust acquired 2,336 shares of common stock in connection with the net settlement of stock options held by the trust.