SEC Form 4 · accession 0001127602-16-067435
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Gibson Jr.
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 750 | $19.48 | A | 11,677 | D | |
| Common Stock | Nov 14, 2016 | F | 275 | $53.28 | D | 11,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $19.48 | Nov 14, 2016 | M | 750 | D | Jan 20, 2010 | Jan 20, 2020 | Common Stock | 750 | 3,221 | D |