SEC Form 4 · accession 0001127602-16-061696
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally A Steele
Director
Period of report
Aug 30, 2016
Accepted (ET)
Sep 1, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2016 | M | 3,850 | $27.36 | A | 47,899 | D | |
| Common Stock | Aug 30, 2016 | M | 4,566 | $28.78 | A | 52,465 | D | |
| Common Stock | Aug 30, 2016 | F | 5,721 | $46.90 | D | 46,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.36 | Aug 30, 2016 | M | 3,850 | D | Jan 19, 2011 | Jan 19, 2021 | Common Stock | 3,850 | 0 | D |
| Stock Option | $28.78 | Aug 30, 2016 | M | 4,566 | D | Mar 21, 2012 | Mar 21, 2022 | Common Stock | 4,566 | 0 | D |