SEC Form 4 · accession 0001127602-16-061597
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Allen Kingsley
Officer — Chief Financial Officer
Period of report
Aug 31, 2016
Accepted (ET)
Aug 31, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2016 | M | 6,257 | $18.08 | A | 39,541 | D | |
| Common Stock | Aug 31, 2016 | F | 3,824 | $47.22 | D | 35,717 | D | |
| Common Stock | holding | — | — | — | 4,867 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $18.08 | Aug 31, 2016 | M | 6,257 | D | — | Jan 29, 2019 | Common Stock | 6,257 | 0 | D |
Explanation of responses
- F1The option vested ratably on January 29, 2010, 2011, 2012, 2013, and 2014.