SEC Form 4 · accession 0001127602-16-059919
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Gibson Jr.
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 1,022 | $18.08 | A | 11,051 | D | |
| Common Stock | Aug 8, 2016 | M | 500 | $19.48 | A | 11,551 | D | |
| Common Stock | Aug 8, 2016 | F | 624 | $45.23 | D | 10,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $18.08 | Aug 8, 2016 | M | 1,022 | D | Jan 29, 2009 | Jan 29, 2019 | Common Stock | 1,022 | 0 | D |
| Stock Option | $19.48 | Aug 8, 2016 | M | 500 | D | Jan 20, 2010 | Jan 20, 2020 | Common Stock | 500 | 3,971 | D |