SEC Form 4 · accession 0001127602-16-056305
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Dicerbo
Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 24, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2016 | M | 4,631 | $29.79 | A | 206,232 | D | |
| Common Stock | Jun 23, 2016 | F | 3,311 | $42.18 | D | 202,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $29.79 | Jun 23, 2016 | M | 4,631 | D | Mar 19, 2013 | Mar 19, 2023 | Common Stock | 4,631 | 0 | D |