SEC Form 4 · accession 0001127602-15-030842
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark E Tryniski
Officer — President & CEO · Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 16,323 | $18.08 | A | 107,118 | D | |
| Common Stock | Nov 6, 2015 | F | 10,476 | $41.89 | D | 96,642 | D | |
| Common Stock | holding | — | — | — | 14,869 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $18.08 | Nov 6, 2015 | M | 16,323 | D | — | Jan 29, 2019 | Common Stock | 16,323 | 0 | D |
Explanation of responses
- F1The option vested in five equal installments on January 20, 2011, 2012, 2013, 2014, and 2015.