SEC Form 4 · accession 0001127602-15-029968
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Dicerbo
Director
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 29, 2015 | S | 4,729 | $41.55 | D | 199,838 | D | |
| Common Stock | Oct 29, 2015 | S | 100 | $41.58 | D | 199,738 | D | |
| Common Stock | Oct 30, 2015 | M | 3,817 | $22.94 | A | 203,555 | D | |
| Common Stock | Oct 30, 2015 | F | 2,158 | $41.54 | D | 201,397 | D | |
| Common Stock | holding | — | — | — | 947 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $22.94 | Oct 30, 2015 | M | 3,817 | D | Jan 17, 2007 | Jan 17, 2017 | Common Stock | 3,817 | 0 | D |