SEC Form 4 · accession 0001127602-15-021144
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Allen Kingsley
Officer — Chief Financial Officer
Period of report
Jun 22, 2015
Accepted (ET)
Jun 22, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2015 | M | 6,992 | $0.00 | A | 32,853 | D | |
| Common Stock | Jun 22, 2015 | S | 6,992 | $37.50 | D | 25,861 | D | |
| Common Stock | holding | — | — | — | 4,233 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $22.94 | Jun 22, 2015 | M | 6,992 | D | Jan 17, 2010 | Jan 17, 2017 | Common Stock | 6,992 | 0 | D |