SEC Form 4 · accession 0001127602-15-011891
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Dicerbo
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 16, 2015 | J | 53,921 | $0.00 | D | 54,621 | I | By Law Firm (Partner) |
| Common StockF3 | Mar 16, 2015 | J | 53,921 | $0.00 | A | 198,408 | D | |
| Common Stock | Mar 16, 2015 | J | 53,836 | $0.00 | D | 785 | I | By Law Firm (Partner) |
| Common StockF4 | holding | — | — | — | 931 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's law firm, DiCerbo and Palumbo, distributed 53,920.707 shares to the reporting person and 53,836 shares to Mr. Palumbo.
- F2Includes 885.919 shares acquired on January 9, 2015 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- F3Includes 8.58 and 607.004 shares acquired on October 10, 2014 and January 9, 2015, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- F4Includes 7.637 and 8.29 shares acquired on October 10, 2014 and January 9, 2015, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.