SEC Form 4 · accession 0001127602-15-000388
COMMUNITY FINANCIAL SYSTEM, INC. · CBU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas A Dicerbo
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 1:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000723188
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 15,595 | $17.406 | A | 151,237 | D | |
| Common Stock | Jan 2, 2015 | F | 7,365 | $38.13 | D | 143,872 | D | |
| Common Stock | holding | — | — | — | 107,656 | I | By Law Firm (Partner) | |
| Common Stock | holding | — | — | — | 916 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $17.4063 | Jan 2, 2015 | M | 15,595 | D | May 13, 1998 | Dec 31, 2018 | Common Stock | 15,595 | 31,189 | D |