SEC Form 4 · accession 0001171843-16-007849
IMMUNOMEDICS INC · IMMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia L Goldenberg
Officer — President and CEO · Director
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 9, 2016 | G | 240,397 | $0.00 | D | 5,196,294 | I | See Footnote |
| Common StockF1 | holding | — | — | — | 598,724 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes a total of 190,000 shares held as joint tenants by the reporting person and her spouse.
- F2The reporting person's spouse gifted these shares of common stock to his family members and certain trusts established for the benefit of his family members. The reporting person is not deemed to be the beneficial owner of these shares.
- F3Such shares are held by the reporting person's spouse, by various trusts established for the benefit of the reporting person and/or family members of the reporting person, or by a majority-owned subsidiary of the Issuer, of which the reporting person is an officer. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interests therein.