SEC Form 4 · accession 0001104659-18-016854
IMMUNOMEDICS INC · IMMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Goldenberg
Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 12, 2018 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2018 | S | 20,000 | $17.50 | D | 1,774,285 | D | |
| Common StockF1,F2,F3 | Feb 28, 2018 | S | 17,729 | $17.09 | D | 5,693,252 | I | See Footnote |
| Common StockF1,F2,F3 | Mar 5, 2018 | S | 20,000 | $17.30 | D | 5,673,252 | I | See Footnote |
| Common StockF1,F2,F3 | Mar 5, 2018 | S | 20,000 | $17.17 | D | 5,653,252 | I | See Footnote |
| Common StockF1,F2,F3 | Mar 7, 2018 | S | 20,000 | $17.60 | D | 5,633,252 | I | See Footnote |
| Common StockF1,F2,F3 | Mar 7, 2018 | S | 20,000 | $17.75 | D | 5,613,252 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares were held by the reporting person's spouse, Ms. Cynthia L. Goldenberg, also known as Cynthia L. Sullivan.
- F2Includes a total of 635,935 shares held as joint tenants by the reporting person and his spouse, Ms. Cynthia L. Goldenberg, also known as Cynthia L. Sullivan, a director of the Company.
- F3Such shares are held by the reporting person's spouse, by various trusts established for the benefit of the reporting person and/or family members of the reporting person, or by a majority-owned subsidiary of the Issuer. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interests therein.