SEC Form 4 · accession 0001209191-15-016767
HUDSON VALLEY HOLDING CORP · HVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Finn
Other
Period of report
Feb 20, 2015
Accepted (ET)
Feb 20, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 20, 2015 | F | 389 | $25.77 | D | 12,268 | D | |
| Common Stock | holding | — | — | — | 6,500 | I | by 401(k) Plan of former employer |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 01/13/2015, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares vested 01/13/2015, 1,500 shares will vest on 01/13/2016 and 2,250 shares will vest on each of 01/13/2017 and 01/13/2018).
- F2Includes 2,755 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (919 shares vested on 02/20/2015 and 918 shares will vest on each of 02/20/2016 and 02/20/2017).