SEC Form 4 · accession 0001209191-15-011164
HUDSON VALLEY HOLDING CORP · HVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 11:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 6, 2015 | A | 1,000 | $0.00 | A | 2,300 | D | |
| Common StockF4 | holding | — | — | — | 46,953 | D | ||
| Common StockF5 | holding | — | — | — | 141,673 | D | ||
| Common Stock | holding | — | — | — | 1,503 | I | by Irr Insurance Trust | |
| Common Stock | holding | — | — | — | 572,000 | I | by Eldred Preserve LLC | |
| Common Stock | holding | — | — | — | 746,054 | I | by Trust f/b/o M. Holcombe | |
| Common Stock | holding | — | — | — | 2,470 | I | by Trust for Daughter I | |
| Common Stock | holding | — | — | — | 2,470 | I | by Trust for Daughter II | |
| Common StockF6 | holding | — | — | — | 65,905 | I | by Trust for Daughter I | |
| Common StockF6 | holding | — | — | — | 65,902 | I | by Trust for Daughter II | |
| Common StockF7 | holding | — | — | — | 3,444 | I | G.F. Holcombe a/c/f Daughters | |
| Common Stock | holding | — | — | — | 1,586 | I | by Family Trust | |
| Common Stock | holding | — | — | — | 7,533 | I | by Family Foundation | |
| Common Stock | holding | — | — | — | 699,463 | I | by BMW Machinery (of which Reporting Person is the principal shareholder) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy) | $23.71 | holding | — | — | — | Jan 1, 2006 | Jan 1, 2016 | Common Stock | 15,233 | 15,233 | D |
Explanation of responses
- F1Restricted Stock vests 100% on February 6, 2016, which is the first anniversary of the grant.
- F2These shares are owned by Gregory F. Holcombe
- F3Includes 1,000 shares of Restricted Stock which vest 100% on the first anniversary of the grant (1,000 shares will vest on 02/06/2016) and 1,000 shares of Restricted Stock which vested 100% on 02/06/2015.
- F4These shares are owned by Marie A. Holcombe
- F5Shares held jointly by Reporting Persons.
- F6Marie A. Holcombe serves as a co-trustee of this Trust effective May 24, 2010.
- F7by Gregory F. Holcombe as custodian equally for each of his 2 daughters