SEC Form 4 · accession 0001209191-15-010740
HUDSON VALLEY HOLDING CORP · HVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig S Thompson
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2014 | J | 658 | $0.00 | D | 0 | I | By Adult Child |
| Common StockF2,F3 | Feb 6, 2015 | A | 1,000 | $0.00 | A | 154,254 | D | |
| Common Stock | holding | — | — | — | 35,337 | I | By IRA | |
| Common Stock | holding | — | — | — | 7,129 | I | By Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 1,464 | I | By Spouse | |
| Common StockF4 | holding | — | — | — | 658 | I | As Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adult child of Reporting Person no longer residing at same address as Reporting Person. The Reporting Person no longer has a reportable beneficial interest in 658 shares of HVB stock owned by his adult child and included in the Reporting Person's prior ownership reports.
- F2Restricted Stock vests 100% on February 6, 2016, which is the first anniversary of the grant.
- F3Includes 1,000 shares of Restricted Stock which vest 100% on the first anniversary of the grant (1,000 shares will vest on 02/06/2016) and 1,000 shares of Restricted Stock which vested 100% on 02/06/2015.
- F4Held by Reporting Person as custodian for child of Reporting Person under Uniform Transfers to Minors Act.