SEC Form 4 · accession 0001209191-15-010734
HUDSON VALLEY HOLDING CORP · HVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam W Ifshin
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 14, 2014 | J | 184 | $17.83 | A | 55,958 | D | |
| Common StockF2 | May 16, 2014 | J | 190 | $17.36 | A | 56,148 | D | |
| Common StockF2 | Aug 15, 2014 | J | 251 | $17.16 | A | 56,399 | D | |
| Common StockF2 | Nov 14, 2014 | J | 170 | $26.06 | A | 56,569 | D | |
| Common StockF3,F4 | Feb 6, 2015 | A | 1,000 | $0.00 | A | 57,569 | D | |
| Common Stock | holding | — | — | — | 484 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Allocation of shares pursuant to a Company-sponsored dividend reinvestment plan.
- F2Includes 1,000 shares of Restricted Stock which vest 100% on the first anniversary of the grant (1,000 shares vested on 02/06/2015).
- F3Restricted Stock vests 100% on February 6, 2016, which is the first anniversary of the grant.
- F4Includes 1,000 shares of Restricted Stock which vest 100% on the first anniversary of the grant (1,000 shares will vest on 02/06/2016) and 1,000 shares of Restricted Stock which vested 100% on 02/06/2015.