SEC Form 4 · accession 0001140361-15-005113
HUDSON VALLEY HOLDING CORP · HVB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew A Lindenbaum
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000722256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.20 per shareF1 | Feb 6, 2015 | A | 1,000 | $0.00 | A | 1,000 | D | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 152,774 | I | By Basswood Opportunity Partners, LP | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 81,181 | I | By Basswood Financial Fund, LP | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 107,529 | I | By Basswood Financial Fund, Inc. | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 54,655 | I | By Basswood Financial Long Only Fund, LP | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 739,423 | I | By Basswood Enhanced Long Short Fund, LP | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 90,629 | I | By Basswood Opportunity Fund, Inc. | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 730,756 | I | By Main Street Master, Ltd. | |
| Common Stock, par value $0.20 per shareF2,F3 | holding | — | — | — | 13,127 | I | By separately managed accocunt |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1.
- F2See Exhibit 99.1.
- F3See Exhibit 99.1.