SEC Form 4 · accession 0001246360-15-000429
NOBLE ENERGY INC · NBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M Cunningham
Officer — Exec. VP
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Noble Energy, Inc. Common Stock | Jan 29, 2015 | M | 31,160 | $14.94 | A | 178,535 | D | |
| Noble Energy, Inc. Common StockF1 | Jan 29, 2015 | S | 12,600 | $45.64 | D | 165,935 | D | |
| Noble Energy, Inc. Common StockF2 | Jan 29, 2015 | S | 12,486 | $46.71 | D | 153,449 | D | |
| Noble Energy, Inc. Common StockF3 | Jan 29, 2015 | S | 6,074 | $47.44 | D | 147,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Grant (right to buy) | $14.94 | Jan 29, 2015 | M | 31,160 | D | Feb 1, 2006 | Feb 1, 2015 | Noble Energy, Inc. Common Stock | 31,160 | 0 | D |
Explanation of responses
- F1The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.11 to $46.09, inclusive. The reporting person undertakes to provide to Noble Energy, Inc., any shareholder of Noble Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.12 to $47.10, inclusive. The reporting person undertakes to provide to Noble Energy, Inc., any shareholder of Noble Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.15 to $47.56, inclusive. The reporting person undertakes to provide to Noble Energy, Inc., any shareholder of Noble Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Remarks
Transaction pursuant to a Rule 10b5-1 trading plan. Column 5 of Table I includes 54,287 restricted shares of Noble Energy, Inc. Common Stock directly held by the reporting person.