SEC Form 4 · accession 0001127602-17-003341
NOBLE ENERGY INC · NBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold J Johnson
Officer — Sr. VP Gen. Counsel & Sec.
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Noble Energy, Inc. Common StockF1 | Jan 30, 2017 | F | 891 | $39.52 | D | 134,368 | D | |
| Noble Energy, Inc. Common StockF2 | Jan 31, 2017 | D | 6,168 | $0.00 | D | 128,200 | D | |
| Noble Energy, Inc. Common StockF3 | Jan 31, 2017 | F | 1,050 | $39.76 | D | 127,150 | D | |
| Noble Energy, Inc. Common Stock | holding | — | — | — | 5,703 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on January 30, 2015, and vesting on January 30, 2017. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on January 30, 2017.
- F2Reflects unvested shares of performance restricted stock granted on January 31, 2014 forfeited to Noble Energy, Inc. on January 31, 2017.
- F3Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on January 31, 2014, and vesting on January 31, 2017. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on January 31, 2017.