SEC Form 4 · accession 0001127602-16-070116
NOBLE ENERGY INC · NBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold J Johnson
Officer — Sr. VP Gen. Counsel & Sec.
Period of report
Dec 14, 2016
Accepted (ET)
Dec 15, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072207
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Noble Energy, Inc. Common Stock | Dec 14, 2016 | M | 24,505 | $26.7075 | A | 159,764 | D | |
| Noble Energy, Inc. Common Stock | Dec 14, 2016 | S | 24,505 | $42.00 | D | 135,259 | D | |
| Noble Energy, Inc. Common Stock | holding | — | — | — | 5,703 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Grant (Right to Buy)F2 | $26.7075 | Dec 14, 2016 | M | 24,505 | D | Feb 1, 2008 | Feb 1, 2017 | Noble Energy, Inc. Common Stock | 24,505 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Options vest 1/3 each year for three years.