SEC Form 4 · accession 0001127602-18-032348
LAKELAND FINANCIAL CORP · LKFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Smith
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 8:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2018 | P | 124 | $43.49 | A | 20,868 | D | |
| Common Stock | holding | — | — | — | 26,668 | I | As trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Nov 5, 2018 | A | 74 | A | — | — | Common Stock | 74 | 12,476 | D |
Explanation of responses
- F1Each phantom stock unit exercises into 1 share of common Stock.
- F2Phantom stock is exercisable after the directors' retirement as a Board member.
- F3Phantom shares expire after the directors' retirement as a Board member.