SEC Form 5 · accession 0001127602-17-005098
LAKELAND FINANCIAL CORP · LKFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Hiatt
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 8:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2016 | J | 87 | $33.95 | A | 14,616 | D | |
| Common Stock | Oct 27, 2016 | G | 1,280 | $0.00 | D | 14,616 | D | |
| Common Stock | Dec 30, 2016 | G | 1,058 | $0.00 | D | 14,616 | D | |
| Common Stock | Oct 17, 2016 | G | 720 | $0.00 | D | 14,616 | D | |
| Common Stock | Dec 31, 2016 | J | 20 | $33.95 | A | 965 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 19,729 | 19,729 | D |
Explanation of responses
- F1Dividend reinvestment for 2016.
- F2Each phantom stock unit exersises into 1 share of Common Stock.
- F3Phantom stock is exercisable after the directors' retirement as a Board member.
- F4Phantom shares expire after the directors' retirement as a Board member.