SEC Form 4 · accession 0001127602-16-063143
LAKELAND FINANCIAL CORP · LKFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Smith
Director
Period of report
Aug 5, 2016
Accepted (ET)
Sep 26, 2016 · 9:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2016 | J | 85 | $35.56 | A | 16,349 | D | |
| Common Stock | Sep 20, 2016 | P | 140 | $35.62 | A | 16,489 | D | |
| Common Stock | holding | — | — | — | 26,668 | I | As trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5,F2,F3,F4 | — | holding | — | — | — | — | — | Common Stock | 9,802 | 9,802 | D |
Explanation of responses
- F1Dividend reinvestment for 2016.
- F2Each phantom stock unit exercises into 1 share of common Stock.
- F3Phantom stock is exercisable after the directors' retirement as a Board member.
- F4Phantom shares expire after the directors' retirement as a Board member.
- F5To adjust share balance for additional shares received from stock split.