SEC Form 5 · accession 0001127602-15-005438
LAKELAND FINANCIAL CORP · LKFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Findlay
Officer — President & CEO
Period of report
Dec 31, 2014
Accepted (ET)
Feb 11, 2015 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | J | 284 | $38.48 | A | 14,176 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 54,948 | D | ||
| Common Stock | holding | — | — | — | 2,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | holding | — | — | — | Feb 1, 2015 | Feb 1, 2015 | Common Stock | 8,960 | 8,960 | D |
| Restricted Stock UnitsF2,F3,F4 | $0.00 | holding | — | — | — | Feb 1, 2016 | Feb 1, 2016 | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitsF2,F3,F4 | $0.00 | holding | — | — | — | Feb 1, 2017 | Feb 1, 2017 | Common Stock | 12,000 | 12,000 | D |
| Stock Options (Right to Buy) | $24.05 | holding | — | — | — | May 14, 2013 | May 14, 2018 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Dividend reinvestment for 2014.
- F2The Restricted Stock Units are subject to forfeiture based on corporate performance criteria.
- F3Each Restricted Stock Unit exercises into 1 share of Common Stock.
- F4Restricted Stock Unit awards are a conditional promise to transfer a share at a specific futurue date and do not have an expiration date.