SEC Form 4 · accession 0001670324-17-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas J Haas
Officer — President/Chief Operating Off
Period of report
Jun 22, 2016
Accepted (ET)
Feb 28, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF2,F1 | $3.35 | Jun 22, 2016 | A | 50,000 | A | Jun 22, 2017 | Jun 21, 2026 | CCA Industries Inc. Common Stock | 50,000 | 60,000 | D |
Explanation of responses
- F1Options vest at 20% per year over five years. Vested portion may be exercised.
- F2Assumes all options granted as of this date are exercised.