SEC Form 4 · accession 0001499489-18-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Heit
Officer — Chief Financial Officer/EVP
Period of report
Jun 21, 2018
Accepted (ET)
Jun 21, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CCA INDUSTRIES, INC. INCENTIVE STOCK OPTIONSF2,F1 | $2.85 | Jun 20, 2018 | A | 40,000 | A | Jun 20, 2019 | Jun 19, 2028 | CCA INDUSTRIES, INC. COMMON STOCK | 40,000 | 145,000 | D |
Explanation of responses
- F1OPTIONS VEST EQUALLY OVER A FIVE YEAR PERIOD. THE VESTED PORTION MAY BE EXERCISED.
- F2ASSUMES ALL OPTIONS GRANTED AS OF THIS DATE ARE EXERCISED.