SEC Form 4 · accession 0001499489-17-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Heit
Officer — Chief Financial Officer · Director
Period of report
Jun 22, 2016
Accepted (ET)
Feb 28, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionsF2,F1 | $3.35 | Jun 22, 2016 | A | 35,000 | A | Jun 22, 2017 | Jun 21, 2026 | CCA Industries, Inc. Common Stock | 35,000 | 101,805 | D |
Explanation of responses
- F1Options vest at 20% per year over a five year period. Vested portion may be exercised.
- F2Assumes all options granted as of this date are exercised.