SEC Form 4 · accession 0001499489-15-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Heit
Officer — Chief Financial Officer · Director
Period of report
Jan 5, 2015
Accepted (ET)
Mar 2, 2015 · 2:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF2,F1 | $3.48 | Jan 5, 2015 | A | 35,000 | A | Jan 4, 2016 | Jan 5, 2025 | CCA Industries, Inc. Common Stock | 35,000 | 37,680 | D |
Explanation of responses
- F1Options vest at 20% per year over a five year period. Vested Portion may be exercised.
- F2Assumes all options granted as of this date are exercised.