SEC Form 4 · accession 0001490812-18-000004
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance T Funston
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 21, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CCA Industries, Inc. Incentive Stock OptionsF2,F1 | $2.85 | Jun 20, 2018 | A | 75,000 | A | Jun 20, 2019 | Jun 19, 2028 | CCA Industries, Inc. Common Stock | 75,000 | 150,000 | D |
Explanation of responses
- F1Options vest over a five year period in equal amounts. The vested portion may be exercised.
- F2Assumes all options granted as of this date will be exercised.