SEC Form 4 · accession 0001490812-17-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance T Funston
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2017
Accepted (ET)
Jul 17, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CCA Industries, Incentive Stock OptionF2,F1 | $3.30 | Jun 20, 2017 | A | 75,000 | A | Jun 20, 2018 | Jun 19, 2027 | CCA Industries, Inc. Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Options vest at 20% per year. The vested portion may be exercised.
- F2Assumes all options granted as of this date are exercised.