SEC Form 4 · accession 0001156149-15-000001
CCA INDUSTRIES INC · CAW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Kornhauser
Officer — Chief Executive Officer · Director
Period of report
Feb 1, 2014
Accepted (ET)
Mar 2, 2015 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721447
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF2,F1 | $3.40 | Feb 1, 2014 | A | 100,000 | A | Jan 31, 2015 | Jan 31, 2019 | CCA Industries, Inc. Common Stock | 100,000 | 105,486 | D |
| Incentive Stock OptionF2,F1 | $3.48 | Jan 5, 2015 | A | 100,000 | A | Jan 4, 2016 | Jan 5, 2025 | CCA Industries, Inc. Common Stock | 100,000 | 105,486 | D |
Explanation of responses
- F1Options vest at 20% per year over five year period. Vested portion may be exercised.
- F2Assumes all options granted at this date are exercised and that no other options are exercised.