SEC Form 4 · accession 0000721371-17-000019
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George S Barrett
Officer — Chairman and CEO · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 10, 2017 | M | 217,994 | $30.94 | A | 682,225 | D | |
| Common SharesF2 | Feb 10, 2017 | S | 217,994 | $77.23 | D | 464,231 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common SharesF3 | $30.94 | Feb 10, 2017 | M | 217,994 | D | — | Aug 16, 2017 | Common Shares | 217,994 | 0 | D |
Explanation of responses
- F1The exercise and sale reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 8, 2016.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.79 to $77.66, inclusive. The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.
- F3The option, representing a right to purchase a total of 685,989 shares, vested and became exercisable in three equal annual installments beginning on August 16, 2011.