SEC Form 4 · accession 0000721371-16-000272
CARDINAL HEALTH INC · CAH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald M Casey Jr.
Officer — CEO, Medical Segment
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000721371
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 9, 2016 | M | 26,484 | $40.58 | A | 164,803 | D | |
| Common SharesF1 | Aug 9, 2016 | S | 26,484 | $83.81 | D | 138,319 | D | |
| Common Shares | Aug 10, 2016 | M | 32,696 | $40.58 | A | 171,015 | D | |
| Common SharesF2 | Aug 10, 2016 | S | 32,696 | $83.42 | D | 138,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $40.58 | Aug 9, 2016 | M | 26,484 | D | — | Apr 16, 2022 | Common Shares | 26,484 | 32,696 | D |
| Employee Stock Option (right to buy)F3 | $40.58 | Aug 10, 2016 | M | 32,696 | D | — | Apr 16, 2022 | Common Shares | 32,696 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.77 to $83.90, inclusive. The reporting person undertakes to provide to Cardinal Health, Inc., any security holder of Cardinal Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 2 to this Form 4.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.27 to $83.80, inclusive.
- F3The option, representing a right to purchase a total of 59,180 shares, vested and became exercisable in three equal annual installments beginning on April 16, 2013.